Filing Details

Accession Number:
0001343837-17-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-16 18:13:33
Reporting Period:
2017-02-16
Filing Date:
2017-02-16
Accepted Time:
2017-02-16 18:13:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343837 Jr D Vincent Mattera C/O Ii-Vi Incorporated
375 Saxonburg Blvd
Saxonburg PA 16056
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-16 7,000 $13.89 228,986 No 4 M Direct
Common Stock Disposition 2017-02-16 7,000 $39.05 221,986 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2017-02-16 7,000 $0.00 7,000 $13.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-11 No 4 M Direct
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.10. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. The options previously were reported as covering 3,500 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  3. The options vested in five equal annual installments beginning on August 11, 2008.