Filing Details

Accession Number:
0001437749-17-002705
Form Type:
5
Zero Holdings:
No
Publication Time:
2017-02-16 17:11:10
Reporting Period:
2016-12-31
Filing Date:
2017-02-16
Accepted Time:
2017-02-16 17:11:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514894 M Jonathan Orszag C/o Compass Lexecon
156 West 56Th Street
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-12-01 4,203 $0.00 41,288 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 78,812 Indirect By Trust
Footnotes
  1. Common shares of JMP Group LLC acquired by the Reporting Person on a monthly basis from December 1, 2014 to January 17, 2017 under a dividend reinvestment plan operated by his brokerage firm.