Filing Details

Accession Number:
0001140361-17-007877
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-16 13:28:12
Reporting Period:
2017-02-14
Filing Date:
2017-02-16
Accepted Time:
2017-02-16 13:28:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1382230 Essa Bancorp Inc. ESSA Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392633 J Thomas Grayuski 200 Palmer Street
Stroudsburg PA 18360
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-14 2,603 $16.14 49,915 No 4 S Direct
Common Stock Disposition 2017-02-15 17,882 $16.10 32,033 No 4 S Direct
Common Stock Acquisiton 2017-02-16 20,485 $12.35 52,518 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2017-02-16 20,485 $0.00 20,485 $12.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2009-05-23 2018-05-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,900 Indirect As custodian for child 2
Common Stock 9,420 Indirect By ESOP
Common Stock 52,838 Indirect By 401(k)
Common Stock 5,000 Indirect As custodian for child 1
Footnotes
  1. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  2. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2014.
  3. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
  4. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
  5. Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.