Filing Details

Accession Number:
0001493225-17-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-15 17:49:45
Reporting Period:
2017-02-13
Filing Date:
2017-02-15
Accepted Time:
2017-02-15 17:49:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493225 Northfield Bancorp Inc. NFBK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409539 Wade John Alexander 581 Main Street, Suite 810
Woodbridge NJ 07095
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-13 350,000 $7.09 835,663 No 4 M Direct
Common Stock Disposition 2017-02-13 137,688 $18.01 697,975 No 4 F Direct
Common Stock Disposition 2017-02-14 10,000 $18.11 687,975 No 4 S Direct
Common Stock Disposition 2017-02-15 25,000 $18.12 662,975 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2017-02-13 350,000 $0.00 350,000 $7.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
170,400 2010-01-30 2019-01-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,359 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $13.13 2015-06-11 2024-06-11 384,768 384,768 Direct
Common Stock Stock Options $14.76 2016-05-27 2025-05-27 225,000 225,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-06-11 384,768 384,768 Direct
2025-05-27 225,000 225,000 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $18.07 to $18.18, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $18.03 to $18.1828, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.