Filing Details

Accession Number:
0001127602-17-006325
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-15 16:41:10
Reporting Period:
2017-02-15
Filing Date:
2017-02-15
Accepted Time:
2017-02-15 16:41:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA Life Insurance (6311) 521222820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685164 Nancy Ferrara 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-15 2,358 $42.52 15,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 9,608 9,608 Direct
Common Stock Restricted Stock Units $0.00 26,142 26,142 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
9,608 9,608 Direct
26,142 26,142 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $42.521 to $42.525. The price reported represents the weighted average sale price of these trades. The reporting person herebyundertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  2. The stock units will vest based on their respective award agreements.
  3. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certainperformance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date canrange from 0% to 150% of the number presented above.