Filing Details
- Accession Number:
- 0001140361-17-007651
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 14:19:31
- Reporting Period:
- 2016-10-27
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 14:19:31
- Original Submission Date:
- 2016-10-27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093672 | Peoples Bancorp Of North Carolina Inc | PEBK | State Commercial Banks (6022) | 562132396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244172 | S James Abernethy | 518 West C Street Newton NC 28658 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-10-27 | 3,500 | $20.77 | 6,889 | No | 4 | S | Indirect | # of shares remaining in custodial account for son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | # of shares remaining in custodial account for son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2012-03-22 | 810 | $0.00 | 810 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2013-05-23 | 810 | $0.00 | 810 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2014-02-20 | 650 | $0.00 | 650 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2015-02-19 | 375 | $0.00 | 375 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 810 | 2017-03-22 | No | 4 | A | Direct | |
| 810 | 2017-05-23 | No | 4 | A | Direct | |
| 650 | 2017-02-20 | No | 4 | A | Direct | |
| 375 | 2019-02-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,889 | Indirect | Cust of Daughter Ashton |
| Common Stock | 6,889 | Indirect | Cust of Daughter Elizabeth |
| Common Stock | 64,038 | Indirect | Alexander RR Company |
| Common Stock | 69,557 | Direct |
Footnotes
- The Restricted Stock Units ("RSUs") reported herein were previously reported in Table I on Form 4 or Form 5 filed with the SEC on the applicable grant date or at year end. The purpose of this Amendment is to remove the RSUs from Table I and report them instead in Table II. The revised number of Non-Derivative Securities owned is disclosed in Table I.
- Each RSU represents the contingent right to receive either one share of Common Stock or a cash payment equal to the fair market value of one share of Common Stock, in each case upon vesting of the RSU and in accordance with the terms of the RSU Award Agreement.
- RSUs granted on 3/22/2012 vest 100% on 3/22/2017. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
- RSUs granted on 5/23/2013 vest 100% on 5/23/2017. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
- RSUs granted on 2/20/2014 vest 100% on 2/20/2017. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
- RSUs granted on 2/19/2015 vest 100% on 2/19/2019. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
- No Expiration Date.
Billionaire Hedge Funds
