Filing Details
- Accession Number:
- 0001140361-17-007643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 13:21:09
- Reporting Period:
- 2017-02-14
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 13:21:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512228 | Niocorp Developments Ltd | NIOBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496551 | Jr. F. John Ashburn | C/O Niocorp Developments Ltd. 7000 Yosemite Street, Suite 115 Centennial CO 80112 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-02-14 | 112,226 | $0.43 | 762,226 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Warrants | Acquisiton | 2017-02-14 | 112,226 | $0.00 | 112,226 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 112,226 | 2017-02-14 | 2020-02-14 | No | 4 | A | Direct |
Footnotes
- Converted from a Canadian purchase price of $0.70 per unit using an exchange rate of Cdn$1.3093=US$1.00. Unit price includes the warrants reported in Table II above.
- Converted from a Canadian exercise price of $0.85 per share using an exchange rate of Cdn$1.3093=US$1.00.
- Included in purchase price of common shares reported in Table I above.
Billionaire Hedge Funds
