Filing Details

Accession Number:
0000904454-17-000197
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-14 21:23:24
Reporting Period:
2017-01-26
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 21:23:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499807 K2M Group Holdings Inc. KTWO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212994 M Jonathan Rather C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212997 Scott D Mackesy C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1212999 Sean Traynor C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
Yes No Yes No
1317659 Michael Donovan C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1413863 J. Eric Lee C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1414384 Thomas Scully C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1437914 Welsh, Carson, Anderson & Stowe Xi, L.p. C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1556077 Thomas Brian Regan C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
1680910 P. Edward Sobol C/O Welsh, Carson, Anderson &Amp; Stowe
320 Park Avenue, Suite 2500
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-26 3,926,068 $20.23 5,384,858 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
  2. Each Reporting Owner listed below may also be deemed to indirectly beneficially own 18,147 shares of Common Stock held by WCAS XI Co-Investors LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by WCAS XI Co-Investors LLC, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
  3. Paul B. Queally and Sean M. Traynor each also directly beneficially own 4,439 shares of Common Stock.