Filing Details
- Accession Number:
- 0001352027-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 21:13:49
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 21:13:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091425 | G Brian Kelly | C/O Activision Blizzard, Inc. 3100 Ocean Park Boulevard Santa Monica CA 90405 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-02-10 | 262,998 | $9.57 | 559,850 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-02-10 | 262,998 | $46.02 | 296,852 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-02-13 | 3,144,000 | $45.84 | 4,481,522 | No | 4 | S | Indirect | By ASAC TJKS LLC |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-02-14 | 1,631,000 | $45.29 | 2,850,522 | No | 4 | S | Indirect | By ASAC TJKS LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By ASAC TJKS LLC |
| No | 4 | S | Indirect | By ASAC TJKS LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-02-10 | 262,998 | $0.00 | 262,998 | $9.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | 1 | Indirect | By ASAC II LLC |
| Common Stock, Par Value $0.000001 Per Share | 1,330,199 | Indirect | By the 115190D Trust |
| Common Stock, Par Value $0.000001 Per Share | 486,333 | Indirect | The Kelly Descendants 2016 Trust |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2016 by the reporting person with respect to options which were granted to him in 2007 and were set to expire in 2017.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $45.26 to $46.42 per share. The reporting person has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, the reporting person directly owns (a) 292,929 shares of the Company's common stock and (b) 3,923 restricted share units, each representing the right to receive one share of the Company's common stock.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $45.39 to $46.70 per share. The reporting person has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- Reflects the pro rata distribution of 12,561,810 shares of the Company's common stock by ASAC II LLC to its members, ASAC TJKS LLC and ASAC 427 LLC, on February 10, 2017.
- The reporting person disclaims beneficial ownership of the Company's common stock held by ASAC TJKS LLC except to the extent of his pecuniary interest therein.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $44.75 to $45.84 per share. The reporting person has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- The reporting person and Robert A. Kotick are the managers of ASAC II LLC. Mr. Kelly disclaims beneficial ownership of the Company's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.
- These options to purchase shares of the Company's common stock were exercisable in full as of June 15, 2009.
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