Filing Details

Accession Number:
0000021175-17-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-14 17:34:11
Reporting Period:
2017-02-13
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 17:34:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
21175 Cna Financial Corp CNA Fire, Marine & Casualty Insurance (6331) 366169860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308943 Craig D Mense 333 S. Wabash Ave.
Chicago IL 60604
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-13 7,371 $43.14 70,363 No 4 M Direct
Common Stock Disposition 2017-02-13 7,371 $43.15 62,992 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2017-02-13 30,000 $0.00 30,000 $32.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-06 No 4 M Direct
Footnotes
  1. The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 7,371 shares of the issuers common stock.
  2. This transaction was executed in multiple trades at prices ranging from $43.15 to $43.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009.
  4. As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.