Filing Details
- Accession Number:
- 0001326160-17-000005
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 16:19:41
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 16:19:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1426975 | M. Dhiaa Jamil | 550 S. Tryon Street Charlotte NC 28202 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-27 | 4,300 | $77.98 | 24,700 | No | 4 | S | Indirect | By Hope Family Investments, LLC |
| Common Stock | Disposition | 2016-08-16 | 7,000 | $0.00 | 28,439 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2016-08-16 | 7,000 | $0.00 | 31,700 | No | 4 | G | Indirect | By Hope Family Investments, LLC |
| Common Stock | Disposition | 2016-08-16 | 1,380 | $0.00 | 30,320 | No | 4 | G | Indirect | By Hope Family Investments, LLC |
| Common Stock | Disposition | 2016-08-24 | 15,000 | $81.46 | 15,320 | No | 4 | S | Indirect | By Hope Family Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Hope Family Investments, LLC |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | By Hope Family Investments, LLC |
| No | 4 | G | Indirect | By Hope Family Investments, LLC |
| No | 4 | S | Indirect | By Hope Family Investments, LLC |
Billionaire Hedge Funds
