Filing Details

Accession Number:
0001255541-17-000002
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-02-14 16:02:16
Reporting Period:
2016-12-31
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 16:02:16
Original Submission Date:
2017-01-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642375 Guardion Health Sciences Inc. NONE () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255541 Michael Favish 15150 Avenue Of Science
Suite 200
San Diego CA 92128
Chair, Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-31 50,000 $0.00 5,550,000 No 4 A Indirect Held in the Michael Favish Living Trust Dated Jan 31, 2007
Common Stock Acquisiton 2016-12-31 684,933 $0.60 6,234,933 No 4 P Indirect Held in the Michael Favish Living Trust Dated Jan 31, 2007
Common Stock Acquisiton 2016-12-31 10,000 $0.00 260,000 No 4 A Indirect Held by wife, Karen M. Favish
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect Held in the Michael Favish Living Trust Dated Jan 31, 2007
No 4 P Indirect Held in the Michael Favish Living Trust Dated Jan 31, 2007
No 4 A Indirect Held by wife, Karen M. Favish
Footnotes
  1. The Board of Directors removed the vesting requirement such that the shares vest immediately upon issuance.
  2. Private purchase of Common Stock by exchanging amounts accrued and owed to Michael Favish.
  3. Grant of restricted stock issue to wife, Karen M. Favish, for services. The Board of Directors removed the vesting requirement such that the shares vest immediately upon issuance.
  4. Corrected amount from Form 4 filed on 01/03/2017