Filing Details

Accession Number:
0000899243-17-003880
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-13 20:37:00
Reporting Period:
2017-02-09
Filing Date:
2017-02-13
Accepted Time:
2017-02-13 20:37:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1112920 Globalscape Inc GSB Services-Prepackaged Software (7372) 742785449
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1694574 H Robert Alpert 8214 Westchester Drive, Suite 950
Dallas TX 75225
No No Yes No
1694781 Rha Investments, Inc. 8214 Westchester Drive, Suite 950
Dallas TX 75225
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-09 7,500 $3.80 57,500 No 4 P Indirect By Atlas Capital Management, L.P.
Common Stock Acquisiton 2017-02-10 32,500 $3.88 90,000 No 4 P Indirect By Atlas Capital Management, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Atlas Capital Management, L.P.
No 4 P Indirect By Atlas Capital Management, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,200,000 Indirect By 210/GSB Acquisition Partners, LLC
Footnotes
  1. This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").
  2. These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
  3. These shares of the Issuer's common stock are held directly by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"). GSB Acquisition is managed by 210 Capital, LLC ("210 Capital"), its sole member, and Covenant RHA Partners, L.P. ("RHA Partners") and CCW/LAW Holdings, LLC are the members of 210 Capital. RHA Investments is the general partner of RHA Partners and Mr. Alpert is the President and sole shareholder of RHA Investments. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
  4. The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.