Filing Details
- Accession Number:
- 0001185185-17-000300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 16:22:43
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 16:22:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387321 | M Frank Morgan | 4500 Lockhill Selma Road, Suite 150 San Antonio TX 78249 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-30 | 20,000 | $3.10 | 167,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-02 | 618 | $3.93 | 167,257 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-03 | 400 | $3.90 | 166,857 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-04 | 1,200 | $3.83 | 165,657 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-08 | 72 | $3.80 | 165,585 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-09 | 17,710 | $3.73 | 147,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-01-30 | 20,000 | $0.00 | 20,000 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-06-01 | 2017-06-01 | No | 4 | M | Direct |
Footnotes
- Exercise of option to purchase common stock. Includes shares which were sold to pay the exercise price, to cover withholding taxes and to pay broker fees and commissions pursuant to a broker-assisted cashless exercise.
- Price reflected is a weighted-average sales price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $3.93 to $3.94. The reporting person undertakes to provide the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission. Upon request, information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
