Filing Details

Accession Number:
0001580231-17-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-10 16:01:17
Reporting Period:
2017-02-09
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 16:01:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040161 Pixelworks Inc PXLW Semiconductors & Related Devices (3674) 911761992
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252258 L Steven Moore 224 Airport Parkway
Suite 400
San Jose CA 95110
Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-09 60,000 $3.48 470,636 No 4 M Direct
Common Stock Disposition 2017-02-09 60,000 $3.76 410,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 60,000 $0.00 60,000 $3.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-10 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $0.60 2019-03-23 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.28 2018-02-28 16,666 16,666 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.28 2018-03-02 8,333 8,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.36 2018-02-09 50,000 50,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $5.25 2017-07-18 66,666 66,666 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-23 100,000 100,000 Direct
2018-02-28 16,666 16,666 Direct
2018-03-02 8,333 8,333 Direct
2018-02-09 50,000 50,000 Direct
2017-07-18 66,666 66,666 Direct
Footnotes
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration.
  2. Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
  3. 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.