Filing Details

Accession Number:
0001012975-17-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-08 16:09:57
Reporting Period:
2017-02-07
Filing Date:
2017-02-08
Accepted Time:
2017-02-08 16:09:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296971 John Steinhardt C/O Marketaxess Holdings Inc.
299 Park Avenue
New York NY 10171
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Acquisiton 2017-02-07 2,500 $16.99 25,596 No 4 M Direct
Common Stock, Par Value $0.003 Per Share Disposition 2017-02-07 2,500 $190.04 23,096 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-02-07 2,500 $0.00 2,500 $16.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-03 No 4 M Direct
Footnotes
  1. The option was fully exercisable.