Filing Details

Accession Number:
0001209191-17-008613
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-08 14:25:00
Reporting Period:
2017-01-12
Filing Date:
2017-02-08
Accepted Time:
2017-02-08 14:25:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1400482 Kubota Pharmaceutical Holdings Co Ltd NONE Pharmaceutical Preparations (2834) 981295657
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446698 Sbi Holdings, Inc. Izumi Garden Tower 19F, 1-6-1 Roppongi
Minato-Ku
Tokyo M0 106-6019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-12 7,100 $63,447.32 8,259,556 No 4 P Indirect By SBI Incubation Co., Ltd.
Common Stock Acquisiton 2017-01-19 100 $869.60 8,259,656 No 4 P Indirect By SBI Incubation Co., Ltd.
Common Stock Acquisiton 2017-01-20 12,900 $111,884.33 8,272,556 No 4 P Indirect By SBI Incubation Co., Ltd.
Common Stock Acquisiton 2017-01-23 17,200 $150,643.21 8,289,756 No 4 P Indirect By SBI Incubation Co., Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By SBI Incubation Co., Ltd.
No 4 P Indirect By SBI Incubation Co., Ltd.
No 4 P Indirect By SBI Incubation Co., Ltd.
No 4 P Indirect By SBI Incubation Co., Ltd.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,196,869 Direct
Footnotes
  1. The shares were purchased at a price of 7,310,400 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
  2. These shares are held directly by SBI Incubation Co., Ltd., which is an indirect wholly-owned subsidiary of SBI Holdings, Inc. SBI Holdings, Inc. may be deemed to be the indirect beneficial owner of these securities.
  3. The shares were purchased at a price of 99,900 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
  4. The shares were purchased at a price of 12,884,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
  5. The shares were purchased at a price of 17,167,300 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.