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Filing Details

Accession Number:: 0001209191-17-008449
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-07 18:51:45
Reporting Period:: 2017-02-03

Filing Date:: 2017-02-07
Accepted Time:: 2017-02-07 18:51:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1411494	Apollo Global Management Llc	APO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1375481	J John Suydam	C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Shares	Disposition	2017-02-03	75,000	$22.07	701,582	No	4	S	Direct
Class A Shares	Disposition	2017-02-03	25,000	$22.20	199,008	No	4	S	Indirect	Suydam 2012 Family Trust
Class A Shares	Disposition	2017-02-07	8,989	$22.14	692,593	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	Suydam 2012 Family Trust
No	4	F	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.0000 to $22.4000, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Reported amount includes 80,619 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by a trust for the benefit of the reporting person's spouse and children for which the reporting person's spouse is the trustee.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.0000 to $22.4000, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested RSUs that were granted under the 2007 Plan.
Reported amount includes 56,269 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.