Filing Details

Accession Number:
0001209191-17-007731
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-03 17:19:49
Reporting Period:
2017-02-02
Filing Date:
2017-02-03
Accepted Time:
2017-02-03 17:19:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 981073028
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620394 M. Sean Lannon Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Vp Corp Fin & Controller, Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-02-02 2,957 $0.00 3,799 No 4 M Direct
Common Shares Disposition 2017-02-03 993 $29.53 2,806 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Unit Disposition 2017-02-02 2,957 $0.00 2,957 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,917 No 4 M Direct
Footnotes
  1. Restricted stock units convert into common shares on a one-for-one basis.
  2. The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.
  3. On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.