Filing Details

Accession Number:
0001209191-17-007707
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-03 17:05:27
Reporting Period:
2017-02-01
Filing Date:
2017-02-03
Accepted Time:
2017-02-03 17:05:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276837 Laura Stark 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Svp, Gm Esd No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-01 2,667 $12.80 161,154 No 4 F Direct
Common Stock Acquisiton 2017-02-01 24,388 $0.00 185,542 No 4 A Direct
Common Stock Acquisiton 2017-02-01 28,432 $0.00 213,974 No 4 A Direct
Common Stock Disposition 2017-02-02 1,595 $12.67 212,379 No 4 F Direct
Common Stock Acquisiton 2017-02-02 884 $8.55 213,263 No 4 M Direct
Common Stock Acquisiton 2017-02-02 1,333 $7.31 214,596 No 4 M Direct
Common Stock Acquisiton 2017-02-02 1,238 $5.46 215,834 No 4 M Direct
Common Stock Acquisiton 2017-02-02 555 $8.76 216,389 No 4 M Direct
Common Stock Disposition 2017-02-02 4,010 $12.71 212,379 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Acquisiton 2017-02-01 38,202 $0.00 38,202 $12.80
Common Stock Employee stock option (right to buy) Acquisiton 2017-02-02 884 $0.00 884 $8.55
Common Stock Employee stock option (right to buy) Acquisiton 2017-02-02 1,333 $0.00 1,333 $7.31
Common Stock Employee stock option (right to buy) Acquisiton 2017-02-02 1,238 $0.00 1,238 $5.46
Common Stock Employee stock option (right to buy) Acquisiton 2017-02-02 555 $0.00 555 $8.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,202 2017-08-01 2027-02-01 No 4 A Direct
18,581 2009-08-02 2019-02-02 No 4 M Direct
28,000 2012-08-01 2022-02-01 No 4 M Direct
38,857 2013-08-01 2023-02-01 No 4 M Direct
45,000 2014-08-03 2024-02-03 No 4 M Direct
Footnotes
  1. Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018.
  2. Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date.
  3. The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016.
  4. All shares were sold at an exact sale price of $12.71.
  5. One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.
  6. Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.
  7. Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
  8. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
  9. Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.