Filing Details

Accession Number:
0001415889-17-000167
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-02 16:30:25
Reporting Period:
2017-01-31
Filing Date:
2017-02-02
Accepted Time:
2017-02-02 16:30:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645494 Arris International Plc ARRS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185929 David Potts 3871 Lakefield Dr.
Suwanee GA 30024
Evp Of Finance, Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2017-01-31 16,756 $0.00 89,258 No 4 M Direct
Ordinary Shares Disposition 2017-02-02 8,378 $28.92 80,880 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Shares (P) 140327 Disposition 2017-01-31 8,574 $28.72 50,760 $0.00
Ordinary Shares Restricted Shares (P) 140327 Disposition 2017-01-31 16,756 $0.00 42,186 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,186 2017-01-31 No 4 F Direct
0 2017-01-31 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Shares (P) 150330 $0.00 2018-01-31 48,140 48,140 Direct
Ordinary Shares Restricted Shares (T) 150330 $0.00 2019-03-30 18,052 18,052 Direct
Ordinary Shares Restricted Shares (T) 130329 $0.00 2017-03-29 5,678 5,678 Direct
Ordinary Shares Restricted Shares (T) 140327 $0.00 2018-03-27 12,690 12,690 Direct
Ordinary Shares Restricted Shares (T) 130712 $0.00 2017-07-12 15,650 15,650 Direct
Ordinary Shares Restricted Shares (P) 160707 $0.00 2019-01-31 76,920 76,920 Direct
Ordinary Shares Restricted Shares (T) 160707 $0.00 2020-07-07 38,460 38,460 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
48,140 48,140 Direct
18,052 18,052 Direct
5,678 5,678 Direct
12,690 12,690 Direct
15,650 15,650 Direct
76,920 76,920 Direct
38,460 38,460 Direct
Footnotes
  1. Represents the vested portion of equity award grant converting to common stock.
  2. Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  3. Represents an equity award grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
  4. Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares.
  5. This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  6. The award fully vested at less than the 200% maximum previously reported in Table 2. Any remainder of the maximum possible award has not vested and is extinguished.
  7. Represents a restricted stock grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.