Filing Details
- Accession Number:
- 0001140361-17-003676
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-01-31 13:22:21
- Reporting Period:
- 2016-12-16
- Filing Date:
- 2017-01-31
- Accepted Time:
- 2017-01-31 13:22:21
- Original Submission Date:
- 2016-12-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043000 | Capital Senior Living Corp | CSU | Services-Nursing & Personal Care Facilities (8050) | 752678809 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513193 | Arbiter Partners Capital Management Llc | 530 Fifth Avenue New York NY 10036 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-16 | 20,000 | $17.50 | 3,520,338 | No | 4 | X | Indirect | Investment Manager |
| Common Stock | Acquisiton | 2016-12-16 | 80,000 | $20.00 | 3,600,338 | No | 4 | X | Indirect | Investment Manager |
| Common Stock | Acquisiton | 2016-12-16 | 125,100 | $22.50 | 3,725,438 | No | 4 | X | Indirect | Investment Manager |
| Common Stock | Acquisiton | 2016-12-16 | 519,900 | $25.00 | 4,245,338 | No | 4 | X | Indirect | Investment Manager |
| Common Stock | Acquisiton | 2016-12-19 | 302 | $16.98 | 4,245,640 | No | 4 | P | Indirect | Investment Manager |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | Investment Manager |
| No | 4 | X | Indirect | Investment Manager |
| No | 4 | X | Indirect | Investment Manager |
| No | 4 | X | Indirect | Investment Manager |
| No | 4 | P | Indirect | Investment Manager |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | Disposition | 2016-12-16 | 200 | $0.00 | 20,000 | $17.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2016-12-16 | 800 | $0.00 | 80,000 | $20.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2016-12-16 | 1,251 | $0.00 | 125,100 | $22.50 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2016-12-16 | 5,199 | $0.00 | 519,900 | $25.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-16 | 2016-12-16 | No | 4 | X | Indirect |
| 0 | 2016-06-07 | 2016-12-16 | No | 4 | X | Indirect |
| 0 | 2016-04-22 | 2016-12-16 | No | 4 | X | Indirect |
| 0 | 2016-05-06 | 2016-12-16 | No | 4 | X | Indirect |
Footnotes
- The Reporting Person may be considered the beneficial owner of the securities reported on this Form, within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by virtue of its discretionary power to direct the disposition of such securities. The Reporting Person disclaims beneficial ownership of the securities for all purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein.
Billionaire Hedge Funds
