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Home > Insider Trading > Filing (0001225208-17-002092)

Filing Details

Accession Number:
0001225208-17-002092
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-31 08:43:02
Reporting Period:
2017-01-30
Filing Date:
2017-01-31
Accepted Time:
2017-01-31 08:43:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601145 S Tashtego Elwyn 880 Carillon Parkway
St. Petersburg FL 33716		 President - Rja No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-30 791 $37.87 16,248 No 4 M Direct
Common Stock Disposition 2017-01-30 791 $74.03 15,457 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-30 791 $0.00 791 $37.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,418 2019-11-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,005 Indirect ESOP
Common Stock 50 Indirect UTMA Custodian for Daughter
Common Stock 50 Indirect UTMA Custodian for Son
Footnotes
  1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 24, 2016.
  2. Of the 10,000 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017.