Filing Details
- Accession Number:
- 0001225208-17-001872
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-27 16:18:31
- Reporting Period:
- 2017-01-25
- Filing Date:
- 2017-01-27
- Accepted Time:
- 2017-01-27 16:18:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185480 | K Richard Davis | 800 Nicollet Mall Minneapolis MN 55402 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2017-01-25 | 707,726 | $31.04 | 1,504,607 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2017-01-25 | 707,726 | $52.45 | 796,881 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2017-01-26 | 171,784 | $0.00 | 968,665 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2017-01-25 | 707,726 | $0.00 | 707,726 | $31.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 18,604 | Indirect | By 401(k) plan |
| Common Stock, $0.01 Par Value | 195,504 | Indirect | By Spouse's Trust |
Footnotes
- Includes amounts acquired pursuant to dividend reinvestment.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $52.25 to $52.58. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.
- Based on a plan report dated December 31, 2016, the most recent plan report available.
- The option vested in four equal annual installments beginning on January 16, 2009.
Billionaire Hedge Funds
