Filing Details

Accession Number:
0001225208-17-001870
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-27 16:15:20
Reporting Period:
2017-01-25
Filing Date:
2017-01-27
Accepted Time:
2017-01-27 16:15:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
36104 Us Bancorp USB National Commercial Banks (6021) 410255900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185476 Andrew Cecere 800 Nicollet Mall
Minneapolis MN 55402
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2017-01-25 374,636 $31.04 909,919 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2017-01-25 374,636 $52.45 535,283 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2017-01-26 116,369 $0.00 651,652 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2017-01-25 374,636 $0.00 374,636 $31.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 10,904 Indirect By 401(k) plan
Common Stock, $0.01 Par Value 341 Indirect By Spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $52.25 to $52.58. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets.
  3. Based on a plan report dated December 31, 2016, the most recent plan report available.
  4. The option vested in four equal annual installments beginning on January 16, 2009.