Filing Details

Accession Number:
0001426048-17-000002
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-01-26 14:01:51
Reporting Period:
2016-12-16
Filing Date:
2017-01-26
Accepted Time:
2017-01-26 14:01:51
Original Submission Date:
2016-12-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949428 Clean Diesel Technologies Inc CDTI Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 061393453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1426048 Matthew Beale C/O Clean Diesel Technologies, Inc.
1621 Fiske Place
Oxnard CA 93033
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-16 12,500 $2.00 27,437 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2016-12-16 480,000 $0.00 480,000 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
480,000 2026-12-16 No 4 A Direct
Footnotes
  1. 1/3 of the shares vested immediately, and 2/3 of the shares will vest in four equal annual installments on the anniversaries of the date of grant.
  2. This Amended Form 4 is being filed to correct the amount of securities beneficially owned following the reported transaction to reflect a reverse stock split that occurred on July 22, 2016.