Filing Details

Accession Number:
0001209191-17-005680
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-26 13:35:36
Reporting Period:
2017-01-25
Filing Date:
2017-01-26
Accepted Time:
2017-01-26 13:35:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1038205 Bank Of The Ozarks Inc OZRK State Commercial Banks (6022) 710556208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1675408 R Dennis James 17901 Chenal Parkway
Little Rock AR 72223
Evp/Director Of M & A No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-25 2,800 $9.42 40,302 No 4 M Direct
Common Stock Acquisiton 2017-01-25 1,600 $11.84 41,902 No 4 M Direct
Common Stock Disposition 2017-01-25 2,800 $55.59 39,102 No 4 S Direct
Common Stock Disposition 2017-01-25 1,600 $55.59 37,502 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-25 2,800 $0.00 2,800 $9.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-25 1,600 $0.00 1,600 $11.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-19 2017-10-19 No 4 M Direct
0 2014-10-18 2018-10-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,413 Indirect Shares held in 401(k) at 01/25/2017
Common Stock 10,730 Indirect Shares held by Spouse