Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001515156-17-000006)

Filing Details

Accession Number:: 0001515156-17-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-24 20:21:41
Reporting Period:: 2017-01-20

Filing Date:: 2017-01-24
Accepted Time:: 2017-01-24 20:21:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1515156	Advanced Emissions Solutions Inc.	ADES	Miscellaneous Chemical Products (2890)	275472457

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1641604	Alta Fundamental Advisers Llc	777 Third Avenue Suite 19A New York NY 10017		Yes	No	No	No
1666423	Alta Fundamental Advisers Sp Llc	777 Third Avenue Suite 19A New York NY 10017		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-20	231,271	$9.00	1,094,246	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Footnotes

These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares.