Filing Details

Accession Number:
0001499807-17-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-24 16:43:30
Reporting Period:
2017-01-20
Filing Date:
2017-01-24
Accepted Time:
2017-01-24 16:43:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499807 K2M Group Holdings Inc. KTWO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040620 Md Philip John Kostuik C/O K2M Group Holdings, Inc.
600 Hope Parkway Se
Leesburg VA 20175
Chief Medical Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-20 10,006 $9.26 259,113 No 4 M Direct
Common Stock Acquisiton 2017-01-20 17,284 $15.00 276,397 No 4 M Direct
Common Stock Acquisiton 2017-01-20 675 $23.46 277,072 No 4 M Direct
Common Stock Disposition 2017-01-20 27,965 $21.61 249,107 No 4 S Direct
Common Stock Acquisiton 2017-01-23 561 $23.46 249,668 No 4 M Direct
Common Stock Disposition 2017-01-23 561 $21.79 249,107 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-01-20 10,006 $0.00 10,006 $9.26
Common Stock Stock Option (Right to Buy) Disposition 2017-01-20 17,284 $0.00 17,284 $15.00
Common Stock Stock Option (Right to Buy) Disposition 2017-01-20 675 $0.00 675 $23.46
Common Stock Stock Option (Right to Buy) Disposition 2017-01-23 561 $0.00 561 $23.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-26 No 4 M Direct
0 2024-05-07 No 4 M Direct
13,125 2025-07-01 No 4 M Direct
12,564 2025-07-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price in Column 4 is a weighted average. The prices actually received ranged from $21.21 to $21.78. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. An option which is fully vested.
  4. An option which vests in three equal installments on July 1, 2016, July 1, 2017 and July 1, 2018.