Filing Details

Accession Number:
0001209191-17-005202
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-23 18:38:29
Reporting Period:
2017-01-19
Filing Date:
2017-01-23
Accepted Time:
2017-01-23 18:38:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512673 Square Inc. SQ Services-Prepackaged Software (7372) 800429876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658465 Francoise Brougher 1455 Market Street
Suite 600
San Francisco CA 94103
Business Lead No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-01-19 57,692 $0.00 157,825 No 4 C Direct
Class A Common Stock Disposition 2017-01-19 57,692 $14.77 100,133 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2017-01-19 57,692 $0.00 57,692 $2.90
Class A Common Stock Class B Common Stock Acquisiton 2017-01-19 57,692 $0.00 57,692 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-01-19 57,692 $0.00 57,692 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,250,000 2023-05-31 No 4 M Direct
57,692 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.64 to $14.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.
  5. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.