Filing Details

Accession Number:
0000947871-17-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 20:17:30
Reporting Period:
2017-01-18
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 20:17:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
704051 Legg Mason Inc. LM Investment Advice (6282) 521200960
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318400 Ltd Media Shanda 8 Stevens Road
Singapore U0 257819
No No Yes No
1633666 Ltd Group Investment Shanda 8 Stevens Road
Singapore U0 257819
No No Yes No
1633667 Shanda Technology Overseas Capital Co. 8 Stevens Road
Singapore U0 257819
No No Yes No
1672562 Ltd Investment Management Asset Shanda 8 Stevens Road
Singapore U0 257819
No No Yes No
1677229 Qiao Tian Chen 8 Stevens Road
Singapore U0 257819
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2017-01-18 30,405 $31.58 9,800,153 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.28 to $31.71, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  2. The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.