Filing Details

Accession Number:
0000899243-17-001678
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 17:59:50
Reporting Period:
2017-01-18
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 17:59:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424929 Fox Factory Holding Corp FOXF Motorcycles, Bicycles & Parts (3751) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603409 H William Katherman C/O Fox Factory Holding Corp.
915 Disc Drive
Scotts Valley CA 95066
Svp, Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-18 27,890 $6.20 59,675 No 4 M Direct
Common Stock Disposition 2017-01-18 27,890 $26.57 31,785 No 4 S Direct
Common Stock Acquisiton 2017-01-19 14,292 $6.20 46,077 No 4 M Direct
Common Stock Disposition 2017-01-19 14,292 $26.60 31,785 No 4 S Direct
Common Stock Acquisiton 2017-01-20 13,558 $6.20 45,343 No 4 M Direct
Common Stock Disposition 2017-01-20 13,558 $26.44 31,785 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-18 27,890 $0.00 27,890 $6.20
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-19 14,292 $0.00 14,292 $6.20
Common Stock Employee Stock Option (right to buy) Disposition 2017-01-20 13,558 $0.00 13,558 $6.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,430 2022-10-03 No 4 M Direct
32,138 2022-10-03 No 4 M Direct
18,580 2022-10-03 No 4 M Direct
Footnotes
  1. The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
  5. Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.