Filing Details
- Accession Number:
- 0001140361-17-002418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-20 16:34:45
- Reporting Period:
- 2017-01-18
- Filing Date:
- 2017-01-20
- Accepted Time:
- 2017-01-20 16:34:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1597313 | Viewray Inc. | VRAY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531332 | Stephen Mark Gold | C/O Viewray, Inc. 2 Thermo Fisher Way Oakwood Village OH 44146 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-18 | 31,298 | $3.17 | 133,157 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-01-18 | 46,948 | $3.17 | 91,785 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2017-01-18 | 6,259 | $0.13 | 6,259 | $3.17 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2017-01-18 | 9,389 | $0.13 | 9,389 | $3.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,259 | 2017-07-19 | 2024-01-18 | No | 4 | P | Direct |
| 9,389 | 2017-07-19 | 2024-01-18 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 54,129 | Indirect | See footnotes |
Footnotes
- Includes 14,971 Restricted Stock Units.
- Securities held by JMSK, Ltd.
- Janice Gold, the wife of Dr. Gold, is the President of MJSK, Ltd., and Steven Gold, the son of Dr. Gold, is the General Partner of JMSK, Ltd. Voting and dispositive decisions with respect to securities held by MJSK, Ltd. and JMSK, Ltd. are not made by Dr. Gold; he disclaims beneficial ownership of the securities held by MJSK, Ltd. and JMSK, Ltd. except to the extent of any pecuniary interest therein, if any.
- Securities held by MJSK, Ltd.
Billionaire Hedge Funds
