Filing Details

Accession Number:
0000927089-17-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-20 13:18:51
Reporting Period:
2017-01-18
Filing Date:
2017-01-20
Accepted Time:
2017-01-20 13:18:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1391933 Quaint Oak Bancorp Inc QNTO Savings Institutions, Not Federally Chartered (6036) 352293957
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403483 T Robert Strong C/O Quaint Oak Bancorp, Inc.
501 Knowles Avenue
Southampton PA 18966
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-18 5,000 $5.00 101,772 No 4 M Direct
Common Stock Disposition 2017-01-18 2,000 $12.25 99,772 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-01-18 5,000 $0.00 5,000 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,430 2013-05-14 2018-05-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,040 Indirect By 401(k) Plan
Common Stock 29,414 Indirect By ESOP
Common Stock 22,242 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $8.10 2023-05-08 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-05-08 30,000 30,000 Direct
Footnotes
  1. Includes 4,000 shares granted pursuant to the 2013 Stock Incentive Plan that represent the unvested portion of a grant amount originally covering 10,000 shares (adjusted to reflect the 2-for-1 stock split) that are vesting ratably over five years at 20% per year commencing on May 8, 2014 and 95,772 shares held jointly with the reporting person's spouse.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016.
  3. Includes shares acquired in the reporting person's 401(k) Plan account since the last filed Form 4. Based on a report dated January 18, 2017.
  4. The options vested at a rate of 20% per year beginning on May 14, 2009.
  5. The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.