Filing Details

Accession Number:
0001578563-17-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-19 19:31:23
Reporting Period:
2017-01-17
Filing Date:
2017-01-19
Accepted Time:
2017-01-19 19:31:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539029 Clearside Biomedical Inc. CLSD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208570 Jr B Kenneth Lee C/O Hatteras Ventures
280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
1219890 Alexander Robert Ingram C/O Hatteras Ventures
280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
1291262 Md Douglas Reed C/O Hatteras Ventures
280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
1592380 Clay Thorp C/O Hatteras Ventures
280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
1674107 John Crumpler C/O Hatteras Ventures
280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
1675232 Hatteras Venture Partners Iv Sbic, Lp 280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
1675236 Hatteras Venture Advisors Iv Sbic, Llc 280 S. Mangum Street, Suite 350
Durham NC 27701
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-17 9,806 $8.92 2,080,364 No 4 S Indirect See Footnote
Common Stock Disposition 2017-01-18 12,258 $8.64 2,068,106 No 4 S Indirect See Footnote
Common Stock Disposition 2017-01-19 7,592 $8.22 2,060,514 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $8.68 to $9.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. The reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC is the general partner of HVP IV (the "GP"). The securities directly held by HVP IV are indirectly held by the individual managing members of GP (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  3. This transaction was executed in multiple trades at prices ranging from $8.42 to $8.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. This transaction was executed in multiple trades at prices ranging from $8.01 to $8.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.