Filing Details

Accession Number:
0000891839-17-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-19 16:59:24
Reporting Period:
2017-01-17
Filing Date:
2017-01-19
Accepted Time:
2017-01-19 16:59:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466099 Eric Samuels Eastman Kodak Company
343 State Street
Rochester NY 14650
Cao And Corp. Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Disposition 2017-01-17 540 $15.20 6,685 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2017-09-03 2,104 2,104 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2018-09-03 7,269 7,269 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2019-09-03 9,628 9,628 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $23.78 2021-09-02 19,012 19,012 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $13.76 2022-09-02 26,087 26,087 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $15.58 2023-09-02 25,467 25,467 Direct
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 $14.93 2013-09-03 2018-09-03 8 8 Direct
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 $16.12 2013-09-03 2018-09-03 8 8 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-09-03 2,104 2,104 Direct
2018-09-03 7,269 7,269 Direct
2019-09-03 9,628 9,628 Direct
2021-09-02 19,012 19,012 Direct
2022-09-02 26,087 26,087 Direct
2023-09-02 25,467 25,467 Direct
2018-09-03 8 8 Direct
2018-09-03 8 8 Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16.
  2. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
  3. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
  4. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
  5. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
  6. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
  7. This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.
  8. Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.