Filing Details

Accession Number:
0000014693-17-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-18 16:52:20
Reporting Period:
2017-01-13
Filing Date:
2017-01-18
Accepted Time:
2017-01-18 16:52:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579721 P Lisa Steiner 850 Dixie Highway
Louisville KY 40210
Svp, Chief Of Staff No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2017-01-13 13,478 $44.17 22,462 No 4 M Direct
Class B Common Disposition 2017-01-13 12,042 $44.17 10,462 No 4 F Direct
Class B Common Disposition 2017-01-13 1,436 $43.88 8,984 No 4 S Direct
Class B Common Disposition 2017-01-13 8,502 $43.92 482 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2017-01-13 13,478 $0.00 13,478 $36.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-01 2023-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 16,900 Direct
Class B Common 260 Indirect DRIP
Class A Common 1,564 Indirect DRIP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $49.01 2019-05-01 2026-04-30 15,014 15,014 Direct
Class B Common Stock Appreciation Right $51.13 2018-05-01 2025-04-30 11,282 11,282 Direct
Class B Common Stock Appreciation Right $45.99 2017-05-01 2024-04-30 10,934 10,934 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-30 15,014 15,014 Direct
2025-04-30 11,282 11,282 Direct
2024-04-30 10,934 10,934 Direct
Footnotes
  1. Total updated to correct prior reporting error.
  2. The closing price of BF-B on January 12, 2017 was used to calculate the withholding obligation.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.871 to $43.88, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Number of shares acquired through the issuer's dividend reinvestment plan as of January 17, 2017.