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Filing Details

Accession Number:: 0000014693-17-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-18 16:40:23
Reporting Period:: 2017-01-13

Filing Date:: 2017-01-18
Accepted Time:: 2017-01-18 16:40:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468766	Ackerman Jill Jones	850 Dixie Highway Louisville KY 40210	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common	Acquisiton	2017-01-13	33,518	$11.60	73,368	No	4	M	Direct
Class B Common	Disposition	2017-01-13	23,003	$44.17	50,365	No	4	F	Direct
Class B Common	Disposition	2017-01-13	10,515	$43.92	39,850	No	4	S	Direct
Class B Common	Disposition	2017-01-13	3,566	$43.96	11,406	No	4	I	Indirect	By 401k

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	I	Indirect	By 401k

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Stock Appreciation Right	Disposition	2017-01-13	33,518	$0.00	33,518	$23.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-05-01	2021-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	41,872	Direct
Class A Common	694	Indirect	DRIP
Class B Common	630	Indirect	ESPP
Class A Common	5,499	Indirect	ESPP
Class B Common	90	Indirect	Trust fbo Child-1
Class B Common	90	Indirect	Trust fbo Child-2

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$45.99	2017-05-01	2024-04-30	20,444	20,444	Direct
Class B Common	Stock Appreciation Right	$49.01	2019-05-01	2026-04-30	29,330	29,330	Direct
Class B Common	Stock Appreciation Right	$29.35	2015-05-01	2022-04-30	22,196	22,196	Direct
Class B Common	Stock Appreciation Right	$36.21	2016-05-01	2023-04-30	19,542	19,542	Direct
Class B Common	Stock Appreciation Right	$51.13	2018-05-01	2025-04-30	25,184	25,184	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-04-30	20,444	20,444	Direct
2026-04-30	29,330	29,330	Direct
2022-04-30	22,196	22,196	Direct
2023-04-30	19,542	19,542	Direct
2025-04-30	25,184	25,184	Direct

Footnotes

In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of additional shares. Total also updated to correct prior dividend reinvestment.
The closing price of BF-B on January 12, 2017 was used to calculate the withholding obligation.
The price reported in Column 4 is a weighted average price. These shares were multiple transactions at prices ranging from $43.875 to $43.97, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote.
Number of shares acquired through issuer's 401(k) plan as of January 13, 2017, including additional shares issued in the August 2016 stock split.
Reflects the acquisition of 20,936 additional shares in the August 2016 stock split.
Number of shares acquired through the issuer's dividend reinvestment plan as of January 17, 2017, including additional shares issued in the August 2016 stock split.
Number of shares acquired through the issuer's employee stock purchase program as of January 17, 2017, including additional shares in the August 2016 stock split.
Reflects the acquisition of 45 additional shares in the August 2016 stock split.
These stock appreciation rights were previously reported as covering 16,759 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 Stock Split.
These stock appreciation rights were previously reported as covering 10,222 shares at an exercise price of $91.97 but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 14,665 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,098 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 9,771 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 12,592 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.