Filing Details

Accession Number:
0001144204-17-002464
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-17 17:02:10
Reporting Period:
2016-10-31
Filing Date:
2017-01-17
Accepted Time:
2017-01-17 17:02:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509261 Antriabio Inc. ANTB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399122 F David Welch 217 Camino Al Lago
Atherton CA 94027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-10 5,000 $0.91 5,000 No 4 P Direct
Common Stock Acquisiton 2017-01-11 5,000 $0.94 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2016-10-31 750,000 $0.00 750,000 $1.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
750,000 2026-10-31 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,766,432 Indirect By LRFA, LLC
Footnotes
  1. The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.
  2. The option vests in forty-eight equal installments beginning on the date so indicated and every month thereafter, such grant vested in full at 4 years.