Filing Details

Accession Number:
0001179110-17-000907
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-11 17:18:09
Reporting Period:
2017-01-09
Filing Date:
2017-01-11
Accepted Time:
2017-01-11 17:18:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592386 Virtu Financial Inc. VIRT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573310 T Michael Viola C/O Virtu Financial, Inc., 900 Third Ave
New York NY 10022
Yes No Yes No
1573350 J Vincent Viola 900 Third Avenue
New York NY 10022-1010
Executive Chairman Yes Yes Yes No
1602512 Tjmt Holdings Llc C/O Virtu Financial, Inc.
900 3Rd Avenue
New York NY 10022
See Viola, Vincent J. Yes Yes Yes Yes
1602918 Teresa Viola C/O Virtu Financial, Inc.
900 3Rd Avenue
New York NY 10022
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-01-09 100 $16.00 507,760 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2017-01-11 1,924 $16.00 509,684 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 200,000 Direct
Class A Common Stock 5,752 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
  2. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.
  3. Directly owned by Mr. Vincent Viola.
  4. Directly owned by Mr. Michael Viola.