Filing Details

Accession Number:
0000899243-17-000967
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-10 16:06:14
Reporting Period:
2016-12-14
Filing Date:
2017-01-10
Accepted Time:
2017-01-10 16:06:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644406 Hostess Brands Inc. TWNK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228754 Platinum Equity Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1322454 E Alec Gores 9800 Wilshire Blvd.
C/O Aeg Holdings, Llc
Beverly Hills CA 90212
No No Yes No
1471783 Tom Gores C/O Platinum Equity Llc
360 North Crescent Drive South Building
Beverly Hills CA 90210
No No Yes No
1649197 Gores Sponsor Llc 9800 Wilshire Blvd.
Beverly Hills CA 90212
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-12-14 1,600 $12.94 13,823,132 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-15 500 $12.90 13,822,632 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-16 29,200 $12.79 13,793,432 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-19 2,100 $12.92 13,791,332 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-20 165,681 $12.94 13,625,651 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-21 546,387 $13.00 13,079,264 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-22 158,732 $12.96 12,920,532 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-23 186,800 $12.94 12,733,732 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-27 36,502 $12.92 12,697,230 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-28 19,698 $12.93 12,677,532 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-29 21,812 $12.91 12,655,720 No 4 S Indirect See footnote
Class A Common Stock Disposition 2016-12-30 98,663 $13.01 12,557,057 No 4 S Indirect See footnote
Class A Common Stock Disposition 2017-01-03 672,973 $13.01 11,884,084 No 4 S Indirect See footnote
Class A Common Stock Disposition 2017-01-04 232,057 $13.00 11,652,027 No 4 S Indirect See footnote
Class A Common Stock Disposition 2017-01-05 392,295 $12.96 11,259,732 No 4 S Indirect See footnote
Class A Common Stock Disposition 2017-01-06 600,000 $12.99 10,659,732 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The securities reported herein are held of record by Gores Sponsor, LLC ("Gores Sponsor"). Platinum Equity LLC ("Platinum Equity") and AEG Holdings, LLC ("AEG") are the managing member of Gores Sponsor and as a result share the power to vote and dispose of the securities held of record by Gores Sponsor. Tom Gores, the chairman and chief executive officer of Platinum Equity, is the ultimate beneficial owner of Platinum Equity. Alec Gores is the managing member of AEG. As such, each of Platinum Equity, AEG and Tom Gores and Alec Gores may be deemed to share beneficial ownership of the securities beneficially owned by Gores Sponsor.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7697 to $12.8997. The reporting persons undertake to provide Hostess Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8627 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8826 to $12.9716. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.8981 to $13.2297. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9590 to $12.9607. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9138 to $12.9158. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9806 to $13.0267. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9476 to $13.0408. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9701 to $13.0173. The reporting persons undertake to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.