Filing Details

Accession Number:
0000899866-17-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-09 17:21:07
Reporting Period:
2017-01-05
Filing Date:
2017-01-09
Accepted Time:
2017-01-09 17:21:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899866 Alexion Pharmaceuticals Inc ALXN Pharmaceutical Preparations (2834) 133648318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231949 Leonard Bell C/O Alexion Pharmaceuticals, Inc
100 College Street
New Haven CT 06510
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Per Share Acquisiton 2017-01-05 34,210 $22.90 438,497 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2017-01-05 17,105 $135.07 421,392 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2017-01-05 17,105 $139.98 404,287 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2017-01-05 334 $134.90 403,953 No 4 S Indirect By trust
Common Stock, Par Value $.0001 Per Share Disposition 2017-01-05 334 $139.90 403,619 No 4 S Indirect By trust
Common Stock, Par Value $.0001 Per Share Acquisiton 2017-01-09 4,853 $22.90 408,472 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2017-01-09 4,853 $144.93 403,619 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Disposition 2017-01-09 334 $144.90 403,285 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 M Direct
No 4 S Direct
No 4 S Indirect By trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2017-01-05 34,210 $0.00 34,210 $22.90
Common Stock, Par Value $.0001 Per Share Option to Purchase Common Stock Disposition 2017-01-09 4,853 $0.00 4,853 $22.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
81,791 2010-04-28 2020-01-28 No 4 M Direct
76,938 2010-04-28 2020-01-28 No 4 M Direct
Footnotes
  1. This transaction is made pursuant to the terms of a sales plan designed to meet the requirements of Rule 10b5-1(c)(1) of the Securities Exchange Act.
  2. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $134.90 - $135.90. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  3. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $139.90 - $140.90. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
  4. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $144.90 - $145.89. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.