Filing Details
- Accession Number:
- 0001185185-17-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-09 16:32:18
- Reporting Period:
- 2017-01-09
- Filing Date:
- 2017-01-09
- Accepted Time:
- 2017-01-09 16:32:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243492 | L David Mann | 4500 Lockhill Selma Road, Suite 150 San Antonio TX 78249 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-09 | 200,000 | $3.88 | 1,446,971 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.00 | 2008-06-05 | 2018-06-05 | 20,000 | 40,000 | Direct |
| Common Stock | Stock Option (right to buy) | $3.10 | 2007-06-01 | 2017-06-01 | 20,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-05 | 20,000 | 40,000 | Direct |
| 2017-06-01 | 20,000 | 40,000 | Direct |
Footnotes
- Unexercised option to purchase shares of Globalscape common stock.
Billionaire Hedge Funds
