Filing Details

Accession Number:
0001094891-17-000032
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-01-09 16:30:29
Reporting Period:
2016-12-28
Filing Date:
2017-01-09
Accepted Time:
2017-01-09 16:30:29
Original Submission Date:
2017-01-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1622577 Arowana Inc. ARWA Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641024 Kevin Chin C/O Arowana Inc.
Level 11, 153 Walker Street
North Sydney C3 NSW 2060
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2016-12-28 201,499 $0.00 1,214,639 No 4 S Indirect by The Panaga Group Trust
Ordinary Shares Acquisiton 2016-12-28 17,928 $0.00 1,232,567 No 4 C Indirect by The Panaga Group Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by The Panaga Group Trust
No 4 C Indirect by The Panaga Group Trust
Footnotes
  1. Line 2 in Table I of the Form 4 filed by the reporting person on January 3, 2017 is being amended to correct the number of shares disposed of and the amount of shares beneficially owned following the transaction.
  2. Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. The issuer's rights were converted into ordinary shares of the issuer upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share for every 10 rights.
  4. Line 3 in Table I of the Form 4 filed by the reporting person on January 3, 2017 is being amended to correct the amount of shares beneficially owned following the transaction.