Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-01-06 16:11:57
Reporting Period:
Filing Date:
Accepted Time:
2017-01-06 16:11:57
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1517228 Commscope Holding Company Inc. COMM () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210245 W Randall Crenshaw C/o Commscope Holding Company, Inc.,
1100 Commscope Place, Se
Hickory NC 28602
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-04 25,000 $5.74 76,849 No 4 M Direct
Common Stock Disposition 2017-01-04 25,000 $37.09 51,849 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (Right to Buy) Disposition 2017-01-04 25,000 $0.00 25,000 $5.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,091 2016-02-17 2021-01-26 No 4 M Direct
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
  2. As previously reported, includes (a) 18,711 restricted stock units that were granted on 02/23/2016 and will vest in three equal installments on 02/23/2017, 02/23/2018, and 02/23/2019; and (b) 9,392 restricted stock units that were granted on 02/24/2015 and will vest ratably on 02/24/2017 and 02/24/2018, each subject to the reporting person's continued employment with the issuer.
  3. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $36.71 to $37.33. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.