Filing Details

Accession Number:
0001607240-17-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-06 13:53:23
Reporting Period:
2017-01-04
Filing Date:
2017-01-06
Accepted Time:
2017-01-06 13:53:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN Semiconductors & Related Devices (3674) 454320930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607240 Neal Fenzi C/O Resonant Inc.
110 Castilian Drive, Suite 100
Goleta CA 93117
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-04 2,854 $4.82 374,863 No 4 S Direct
Common Stock Disposition 2017-01-05 583 $4.83 374,280 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.