Filing Details
- Accession Number:
- 0001311605-17-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-05 16:48:18
- Reporting Period:
- 2017-01-03
- Filing Date:
- 2017-01-05
- Accepted Time:
- 2017-01-05 16:48:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311605 | Klondex Mines Ltd | KLDX | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1692271 | Andre Paul Huet | C/O Klondex Mines Ltd. 6110 Plumas St. Suite A Reno NV 89519 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-01-03 | 500,000 | $1.51 | 967,393 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-01-03 | 500,000 | $4.68 | 467,393 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Options | Disposition | 2017-01-03 | 500,000 | $0.00 | 500,000 | $1.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-20 | 2019-07-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 3,914 | Indirect | Joyce Huet |
Footnotes
- Exercise price of Cdn$2.04, adjusted using Bank of Canada noon exchange rate on date of exercise.
- Sell price of Cdn$6.2936, adjusted using Bank of Canada noon exchange rate on date of transaction.
- Granted on 7/21/2014 and vested 1/3 on each 8/20/2014, 7/21/2015, and 7/21/2016.
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