Filing Details

Accession Number:
0001209191-17-002114
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-05 16:33:32
Reporting Period:
2017-01-03
Filing Date:
2017-01-05
Accepted Time:
2017-01-05 16:33:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237268 I Douglas Kra C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Svp, Global Customer Success No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-03 1,524 $0.00 38,273 No 4 M Direct
Common Stock Disposition 2017-01-03 732 $36.35 37,541 No 4 F Direct
Common Stock Disposition 2017-01-03 792 $36.04 36,749 No 4 S Direct
Common Stock Acquisiton 2017-01-03 982 $0.00 37,731 No 4 M Direct
Common Stock Disposition 2017-01-03 471 $36.35 37,260 No 4 F Direct
Common Stock Disposition 2017-01-03 511 $36.04 36,749 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2017-01-03 1,524 $0.00 32,000 $6.00
Common Stock Stock Options Disposition 2017-01-03 982 $0.00 11,740 $5.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,760 2008-12-13 2017-12-13 No 4 M Direct
10,758 2009-12-11 2018-12-11 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.
  2. Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. Represents the weighted average of the sale prices on January 3, 2017, ranging from $35.80 to $36.40.
  4. Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.
  5. Options vested 20% on December 11, 2009, with the remaining 80% vesting in equal quarterly installments over the next four years.