Filing Details

Accession Number:
0001644440-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-05 11:37:37
Reporting Period:
2017-01-03
Filing Date:
2017-01-05
Accepted Time:
2017-01-05 11:37:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644440 Gcp Applied Technologies Inc. GCP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320034 E Gregory Poling C/O Gcp Applied Technologies Inc.
62 Whittemore Avenue
Cambridge MA 02140
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-03 40,280 $9.71 40,280 No 4 M Direct
Common Stock Disposition 2017-01-03 27,250 $26.20 13,030 No 4 S Direct
Common Stock Acquisiton 2017-01-04 40,280 $9.71 53,310 No 4 M Direct
Common Stock Disposition 2017-01-04 26,700 $27.23 26,610 No 4 S Direct
Common Stock Disposition 2016-03-09 500 $0.00 105,723 No 5 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 5 G Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (rights to buy) Disposition 2017-01-03 40,280 $0.00 40,280 $9.71
Common Stock Employee Stock Options (rights to buy) Disposition 2017-01-04 40,280 $0.00 40,280 $9.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,280 2017-06-28 No 4 M Direct
0 2017-06-28 No 4 M Direct
Footnotes
  1. Exercised pursuant to an existing 10b5-1 trading plan. The Reporting Person retained all shares net of shares sold to cover the exercise cost and tax withholding.
  2. The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $25.70 to $26.98. The Reporting Person will provide, upon request, by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  3. The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $26.88 to $27.60. The Reporting Person will provide, upon request, by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  4. Options became exercisable in three substantially equal annual installments on June 28, 2013; June 27, 2014; and June 26, 2015.