Filing Details
- Accession Number:
- 0001209191-17-001603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 20:25:57
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 20:25:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1608249 | Zayo Group Holdings Inc. | ZAYO | Telephone Communications (No Radiotelephone) (4813) | 261398293 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622337 | Christopher Morley | 1805 29Th Street Suite 2050 Boulder CO 80301 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-31 | 10,901 | $0.00 | 441,689 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-31 | 124,780 | $0.00 | 566,469 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-03 | 4,642 | $33.09 | 561,827 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-03 | 25,000 | $33.18 | 536,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2016-12-31 | 10,901 | $0.00 | 10,901 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2016-12-31 | 124,780 | $0.00 | 124,780 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 156,696 | Indirect | By Mango 2014 Grantor Retained Annuity Trust |
| Common Stock | 860 | Indirect | By Mango Holdings, LLC |
Footnotes
- Each Part A restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock.
- Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock.
- The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
- The shares were sold in one transaction at the price reported.
- The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.79 to $33.54. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
- On November 12, 2015, the reporting person was granted Part A restricted stock units, which vested in full on December 31, 2016.
- On January 20, 2016, the reporting person was granted Part B restricted stock units, which vested in full on December 31, 2016.
Billionaire Hedge Funds
